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Remnants of Ch'in Law: Introduction (1) 
作者:[A.F.P. Hulsewe] 来源:[] 2008-07-29
摘要:This legal material, written off bamboo-strips,forms part of a collection of 1155 strips,found in December 1975 in the coffin of tomb no.11.This is one of a group graves , discovered during the digging of a drainage canal in Shui-hu-ti area (睡虎地) of the Hsiao-kan District (孝感区),Yun-meng Prefecture,central Hu-pei Province.The texts were written on bamboo strips,…

The cruel laws of the cruel state of Ch’in are a byword in traditional Chinese historiographythe same accusation is sometimes even found in modern studiesBut although the iniquities of Ch’in have become proverbial, the factual grounds of this allegation are never givenexcept in the most general termsIts even more striking to observe that the Ch’in authors of the School of Law, Shang Yang and Han Feihardly ever adduce concrete examples of the legislatlon of this stateHoweverthis silence ceases to be surprising when it is realized that these writers were not so much interested in the contents of the laws as in their use as a political toolTo themthe predominantly penal laws and a system of rewardsespecially for deeds of military valourwere the two "handles"which the ruler was to manipulate in order to compel the population to do their utmost in two domainsagriculture and warfareThe silence of the Chin auther on the actual contents of the laws shows that they took their existence for granted. This showsby the waythat the creation of codified law in Chin is to be placed considerably earlier than the middle of the 4th century---the time of Shang Yang---whereas in the eastern part of China codification will have dated  at an earlier date than is usually assumed, perhaps as early as the 8th century B.C. As a result of this silencewe used to know far 1ess about the actual laws of Ch’in than about the legislation of the following Han dynasty (202 B.C. - 220 A.D.)fragmentary as this knowledge isAt most, one could have assumed thatbecause the Han had adopted the laws of Chin from the outset, some known Han rules might have found their origin in Chin

    The recent discovery of a number of Chin laws and regulations has changed the situation significantlybut it should be stressed that we are still far from possessmg the whole of the Chin codeIt is quite clear that these new texts are only a selection from a much larger body of lawsthey are a selection made for the use of a subordinate official in the local administrationwho was eventually buried with the texts he had constantly used during his lifetimeIt is practically certain that these texts belonged to a person called His (). Another document found in the tomb provides precious  information  on his life -- born in 262 B.C., he became a government scribe in 244 B.C., to be promoted Prefectural Clerk in 241 Bc.;in 235 BChe was charged with trying criminal suits. This explains why the texts found in his tomb include both administrative rules and material on penal law

    This legal material, written off bamboo-stripsforms part of a collection of 1155 stripsfound in December 1975 in the coffin of tomb no11This is one of a group graves , discovered during the digging of a drainage canal in Shui-hu-ti area (睡虎地) of the Hsiao-kan District (孝感区)Yun-meng Prefecturecentral Hu-pei ProvinceThe texts were written on bamboo strips, because bamboo and wooden strips of diffrent sizes were the normal writing material before the invention of rag paper in the 2nd century of our eraeven then they continued to be used for another three centuriesSuch strips usually contained one column of characterswritten with a brush of rabbit hair and black ink made of pine sootthe strips were held together by several sets -- usually three -- of intertwined strings

    The legal and administrative material occupies 6l2 strips and parts of another l3 strips. The remaining strips contain prose writings and mantic texts

    The tomb in which this treasure was found can be dated c2l7 BC, and is is beyond any doubt that the texts are Chin texts and that they belong to the 3rd century BCIncontrovertible proof is provided by the repeated mention of the Chin capital Hsien-yangbecause already in the very first year of the Han ruler who was later canonized as Kao-tsu (ie.,206 BC) Hsien-yang was renamed Hsin-cheng (新城), and after its destruction by Hsiang Yu later in the same year the place completely lost its importanceAlthough it is difficult, if not impossibleto determine when the contents of the strips were copied from unknown prototypesthere are a few indications concerning the time when some of the texts were establishedSome must have been written after named eventssuch as the battle of Hsing-chiu which was fought in 266 BC, or the death of the Chin dukes Hsien and Hsiao, indicating a date after 338 BCThe term "sacrifices by the Royal House" shows that the article was written after 325 BC.,when the Chin ruler adopted the title of kingCustom demanded that in writing the name of the ruler as well as some of its homophones, certain characters were avoided and replaced by synonymsWhen we therefore observe that in some passages the Village Chief, normally called li cheng (里正)is called Li tien (里典) we know that these passages were copiedif not created, during the reign of the king of Chin who acceded as such in 246 BCand became the First Emperor in 221As his personal name was Cheng ()the documents in question may be dated after 246 BC One article mentions the existence of twelve commanderies and several authors conclude from this figure that the article must date from the middle of the 3rd century B.C.  Without exception the word forcrimeis written with“自”as the upper half and“辛”as the lower half of the characterand one author therefore believes that this indicates that the texts were written before 22l BC.,when King Cheng of Chwas created the title Huang-ti(皇帝, emperor ).This argument rests on the statement in the Shuo-wen dictionary of AD100 that at that time the character with“自”as the upper half and“辛”as the lower half was replaced by 罪,because the former character resembled.  Howeverthis has been refuted by another scholarwho shows that an inscription of the First Emperor of 2l5 BCcontains罪,whereas a later inscriptionof 2l0 BC.,still has“自”as the upper half and“辛”as the lower half! In other wordsthere is no doubt that the texts belong to the 3rd century BC.,at the latest

  The present arrangement of the material is chiefly the work of the editors, because the strings which had held the strips together had completely decayedIn thisthey were guided by several external factorsFirstly by the place where the strips had been found inside the coffinthey were situated either beside the head or the chest of the corpseor across the thighsor at the feet Secondlyby the size of the stripsfor some had a length of one Chin-Han foot of c23cm.,whereas others measured c27.5 cmor 1 ft2 inThirdlyin some groups the strips were fully covered with writingbut in others only partlyleaving blank spacesThe strips which now have been assembled to form groups AB and E bear titles of statuteswhereas others do notThe editors had to overcome these handicaps in order to arrive at a meaningful arrangement of the strips, and they deserve the highest praise for having successfully solved this forbidding puzzlewhich was rendered all the more difficult because quite a number of strips had been broken into several fragmentsUnfortunatelythe individual fragments are not indicated in the transcription in S III-VII; the photographs in S I and I I are too fuzzy to allow distinguishing any clear breakswhereas those in CM are too blackStill, the present arrangement seems to be quite acceptablebecause the texts make senseonly a perfect facsimile edition will showwhether a different order would provide a better meaning for some passages.

The editors are to be complimented for their acumen in deciphering the crabbed handwritingthey seem to have worked partly on enlarged photographssuch as those published in the popular illustrated journal Renmin huabaoThis handwriting sorely puzzles the outsider, who is therefore mostly constrained to accept the editorstranscriptionI have tried to check the printed text against the photographsbut to my regret I have to acknowledge defeat


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